Solicitors for Investment Business
Legal help for Investment Business
We advise clients on the Financial Services and Markets Act (FSMA), the FCA Handbook and on European laws that apply to the activities of authorised firms in the UK (including MiFID and CAD). We have particular expertise in commodity derivatives.
We advise clients as to how best to structure their businesses (example as introducing brokers/authorised representatives/regulated entities).
We assist clients which are unregulated firms by providing ‘perimeter advice’ to enable them to identify whether any of their activities amount to regulated activities for the purpose of the FSMA and whether or not such activities may require authorisation under Part IV of FSMA. Click here for more details..
Contact Details:
Nath Solicitors Limited
4/4a Bloomsbury Square
London, WC1A 2RP
Tel: 02036705540
Email: shubha@nathsolicitors.co.uk
Web: https://www.nathsolicitors.co.uk/
Legal help for Investment Business
We advise clients on the Financial Services and Markets Act (FSMA), the FCA Handbook and on European laws that apply to the activities of authorised firms in the UK (including MiFID and CAD). We have particular expertise in commodity derivatives.
We advise clients as to how best to structure their businesses (example as introducing brokers/authorised representatives/regulated entities).
We assist clients which are unregulated firms by providing ‘perimeter advice’ to enable them to identify whether any of their activities amount to regulated activities for the purpose of the FSMA and whether or not such activities may require authorisation under Part IV of FSMA. Click here for more details..
Contact Details:
Nath Solicitors Limited
4/4a Bloomsbury Square
London, WC1A 2RP
Tel: 02036705540
Email: shubha@nathsolicitors.co.uk
Web: https://www.nathsolicitors.co.uk/
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